0000950123-15-002875.txt : 20150218 0000950123-15-002875.hdr.sgml : 20150216 20150217154339 ACCESSION NUMBER: 0000950123-15-002875 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20150217 DATE AS OF CHANGE: 20150217 GROUP MEMBERS: ANDRE F. PEROLD GROUP MEMBERS: BRIAN H. CHU GROUP MEMBERS: HIGHVISTA 1.5 (OFFSHORE) LTD. GROUP MEMBERS: HIGHVISTA 1.5 (U.S.) LP GROUP MEMBERS: HIGHVISTA GP II LIMITED PARTNERSHIP GROUP MEMBERS: HIGHVISTA GP III LIMITED PARTNERSHIP GROUP MEMBERS: HIGHVISTA GP LIMITED PARTNERSHIP GROUP MEMBERS: HIGHVISTA GP, LLC GROUP MEMBERS: HIGHVISTA I LIMITED PARTNERSHIP GROUP MEMBERS: HIGHVISTA II LIMITED PARTNERSHIP GROUP MEMBERS: HIGHVISTA III, LTD. GROUP MEMBERS: HIGHVISTA LIQUID MULTI-ASSET FUND - MODERATE (CAYMAN) LTD. GROUP MEMBERS: HIGHVISTA V LIMITED PARTNERSHIP GROUP MEMBERS: HIGHVISTA VI LIMITED PARTNERSHIP GROUP MEMBERS: XL RE LTD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Global Defense & National Security Systems, Inc. CENTRAL INDEX KEY: 0001583513 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 463134302 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-87675 FILM NUMBER: 15621873 BUSINESS ADDRESS: STREET 1: C/O SKARDEL, LLC STREET 2: 920 N. MARKET ST., ONE RODNEY SQ. CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: (703) 395-7649 MAIL ADDRESS: STREET 1: C/O SKARDEL, LLC STREET 2: 920 N. MARKET ST., ONE RODNEY SQ. CITY: WILMINGTON STATE: DE ZIP: 19801 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HighVista Strategies LLC CENTRAL INDEX KEY: 0001335325 IRS NUMBER: 830423786 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: JOHN HANCOCK TOWER STREET 2: 50TH FLOOR, 200 CLARENDON STREET CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-406-6520 MAIL ADDRESS: STREET 1: JOHN HANCOCK TOWER STREET 2: 50TH FLOOR, 200 CLARENDON STREET CITY: BOSTON STATE: MA ZIP: 02116 SC 13G/A 1 d874849dsc13ga.htm SC 13G/A SC 13G/A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

 

 

Global Defense & National Security Systems, Inc.

(Name of Issuer)

Common Stock, Par Value $0.0001 Per Share

(Title of Class of Securities)

37953N108

(CUSIP Number)

December 31, 2014

(Date of Event which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 37953N108    13G    Page 2 of 34 Pages
CUSIP No. 37953N108    SCHEDULE 13G   

 

 

  1   

Names of Reporting Persons

 

HighVista Strategies LLC

  2  

Check the appropriate box if a member of a Group (see instructions)

 

(a)  ¨        (b)  x

  3  

Sec Use Only

 

  4  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5     

Sole Voting Power

 

600,000

   6   

Shared Voting Power

 

0

   7   

Sole Dispositive Power

 

600,000

   8   

Shared Dispositive Power

 

  9  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

600,000

10  

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

 

¨

11  

Percent of class represented by amount in row (9)

 

6.23%

12  

Type of Reporting Person (See Instructions)

 

IA

 


CUSIP No. 37953N108    13G    Page 3 of 34 Pages
CUSIP No. 37953N108    SCHEDULE 13G   

 

 

  1   

Names of Reporting Persons

 

HighVista GP, LLC

  2  

Check the appropriate box if a member of a Group (see instructions)

 

(a)  ¨        (b)  x

  3  

Sec Use Only

 

  4  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5     

Sole Voting Power

 

600,000

   6   

Shared Voting Power

 

0

   7   

Sole Dispositive Power

 

600,000

   8   

Shared Dispositive Power

 

  9  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

600,000

10  

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

 

¨

11  

Percent of class represented by amount in row (9)

 

6.23%

12  

Type of Reporting Person (See Instructions)

 

OO

 


CUSIP No. 37953N108    13G    Page 4 of 34 Pages
CUSIP No. 37953N108    SCHEDULE 13G   

 

 

  1   

Names of Reporting Persons

 

HighVista GP Limited Partnership

  2  

Check the appropriate box if a member of a Group (see instructions)

 

(a)  ¨        (b)  x

  3  

Sec Use Only

 

  4  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5     

Sole Voting Power

 

600,000

   6   

Shared Voting Power

 

0

   7   

Sole Dispositive Power

 

600,000

   8   

Shared Dispositive Power

 

  9  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

600,000

10  

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

 

¨

11  

Percent of class represented by amount in row (9)

 

6.23%

12  

Type of Reporting Person (See Instructions)

 

PN

 


CUSIP No. 37953N108    13G    Page 5 of 34 Pages
CUSIP No. 37953N108    SCHEDULE 13G   

 

 

  1   

Names of Reporting Persons

 

HighVista GP II Limited Partnership

  2  

Check the appropriate box if a member of a Group (see instructions)

 

(a)  ¨        (b)  x

  3  

Sec Use Only

 

  4  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5     

Sole Voting Power

 

600,000

   6   

Shared Voting Power

 

0

   7   

Sole Dispositive Power

 

600,000

   8   

Shared Dispositive Power

 

  9  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

600,000

10  

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

 

¨

11  

Percent of class represented by amount in row (9)

 

6.23%

12  

Type of Reporting Person (See Instructions)

 

PN

 


CUSIP No. 37953N108    13G    Page 6 of 34 Pages
CUSIP No. 37953N108    SCHEDULE 13G   

 

 

  1   

Names of Reporting Persons

 

HighVista GP III Limited Partnership

  2  

Check the appropriate box if a member of a Group (see instructions)

 

(a)  ¨        (b)  x

  3  

Sec Use Only

 

  4  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5     

Sole Voting Power

 

600,000

   6   

Shared Voting Power

 

0

   7   

Sole Dispositive Power

 

600,000

   8   

Shared Dispositive Power

 

  9  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

600,000

10  

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

 

¨

11  

Percent of class represented by amount in row (9)

 

6.23%

12  

Type of Reporting Person (See Instructions)

 

PN

 


CUSIP No. 37953N108    13G    Page 7 of 34 Pages
CUSIP No. 37953N108    SCHEDULE 13G   

 

 

  1   

Names of Reporting Persons

 

HighVista I Limited Partnership

  2  

Check the appropriate box if a member of a Group (see instructions)

 

(a)  ¨        (b)  x

  3  

Sec Use Only

 

  4  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5     

Sole Voting Power

 

194,958

   6   

Shared Voting Power

 

0

   7   

Sole Dispositive Power

 

194,958

   8   

Shared Dispositive Power

 

  9  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

600,000

10  

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

 

¨

11  

Percent of class represented by amount in row (9)

 

6.23%

12  

Type of Reporting Person (See Instructions)

 

PN

 


CUSIP No. 37953N108    13G    Page 8 of 34 Pages
CUSIP No. 37953N108    SCHEDULE 13G   

 

 

  1   

Names of Reporting Persons

 

HighVista II Limited Partnership

  2  

Check the appropriate box if a member of a Group (see instructions)

 

(a)  ¨        (b)  x

  3  

Sec Use Only

 

  4  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5     

Sole Voting Power

 

209,796

   6   

Shared Voting Power

 

0

   7   

Sole Dispositive Power

 

209,796

   8   

Shared Dispositive Power

 

  9  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

600,000

10  

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

 

¨

11  

Percent of class represented by amount in row (9)

 

6.23%

12  

Type of Reporting Person (See Instructions)

 

PN

 


CUSIP No. 37953N108    13G    Page 9 of 34 Pages
CUSIP No. 37953N108    SCHEDULE 13G   

 

 

  1   

Names of Reporting Persons

 

HighVista III, Ltd.

  2  

Check the appropriate box if a member of a Group (see instructions)

 

(a)  ¨        (b)  x

  3  

Sec Use Only

 

  4  

Citizenship or Place of Organization

 

Cayman Islands

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5     

Sole Voting Power

 

53,544

   6   

Shared Voting Power

 

0

   7   

Sole Dispositive Power

 

53,544

   8   

Shared Dispositive Power

 

  9  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

600,000

10  

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

 

¨

11  

Percent of class represented by amount in row (9)

 

6.23%

12  

Type of Reporting Person (See Instructions)

 

CO

 


CUSIP No. 37953N108    13G    Page 10 of 34 Pages
CUSIP No. 37953N108    SCHEDULE 13G   

 

 

  1   

Names of Reporting Persons

 

HighVista V Limited Partnership

  2  

Check the appropriate box if a member of a Group (see instructions)

 

(a)  ¨        (b)  x

  3  

Sec Use Only

 

  4  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5     

Sole Voting Power

 

28,811

   6   

Shared Voting Power

 

0

   7   

Sole Dispositive Power

 

28,811

   8   

Shared Dispositive Power

 

  9  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

600,000

10  

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

 

¨

11  

Percent of class represented by amount in row (9)

 

6.23%

12  

Type of Reporting Person (See Instructions)

 

PN

 


CUSIP No. 37953N108    13G    Page 11 of 34 Pages
CUSIP No. 37953N108    SCHEDULE 13G   

 

 

  1   

Names of Reporting Persons

 

HighVista VI Limited Partnership

  2  

Check the appropriate box if a member of a Group (see instructions)

 

(a)  ¨        (b)  x

  3  

Sec Use Only

 

  4  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5     

Sole Voting Power

 

11,003

   6   

Shared Voting Power

 

0

   7   

Sole Dispositive Power

 

11,003

   8   

Shared Dispositive Power

 

  9  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

600,000

10  

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

 

¨

11  

Percent of class represented by amount in row (9)

 

6.23%

12  

Type of Reporting Person (See Instructions)

 

PN

 


CUSIP No. 37953N108    13G    Page 12 of 34 Pages
CUSIP No. 37953N108    SCHEDULE 13G   

 

 

  1   

Names of Reporting Persons

 

HighVista Liquid Multi-Asset Fund – Moderate (Cayman) Ltd.

  2  

Check the appropriate box if a member of a Group (see instructions)

 

(a)  ¨        (b)  x

  3  

Sec Use Only

 

  4  

Citizenship or Place of Organization

 

Cayman Islands

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5     

Sole Voting Power

 

15,520

   6   

Shared Voting Power

 

0

   7   

Sole Dispositive Power

 

15,520

   8   

Shared Dispositive Power

 

  9  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

600,000

10  

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

 

¨

11  

Percent of class represented by amount in row (9)

 

6.23%

12  

Type of Reporting Person (See Instructions)

 

CO

 


CUSIP No. 37953N108    13G    Page 13 of 34 Pages
CUSIP No. 37953N108    SCHEDULE 13G   

 

 

  1   

Names of Reporting Persons

 

HighVista 1.5 (Offshore) Ltd.

  2  

Check the appropriate box if a member of a Group (see instructions)

 

(a)  ¨        (b)  x

  3  

Sec Use Only

 

  4  

Citizenship or Place of Organization

 

Cayman Islands

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5     

Sole Voting Power

 

23,861

   6   

Shared Voting Power

 

0

   7   

Sole Dispositive Power

 

23,861

   8   

Shared Dispositive Power

 

  9  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

600,000

10  

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

 

¨

11  

Percent of class represented by amount in row (9)

 

6.23%

12  

Type of Reporting Person (See Instructions)

 

CO

 


CUSIP No. 37953N108    13G    Page 14 of 34 Pages
CUSIP No. 37953N108    SCHEDULE 13G   

 

 

  1   

Names of Reporting Persons

 

HighVista 1.5 (U.S.) LP

  2  

Check the appropriate box if a member of a Group (see instructions)

 

(a)  ¨        (b)  x

  3  

Sec Use Only

 

  4  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5     

Sole Voting Power

 

29,523

   6   

Shared Voting Power

 

0

   7   

Sole Dispositive Power

 

29,523

   8   

Shared Dispositive Power

 

  9  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

600,000

10  

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

 

¨

11  

Percent of class represented by amount in row (9)

 

6.23%

12  

Type of Reporting Person (See Instructions)

 

PN

 


CUSIP No. 37953N108    13G    Page 15 of 34 Pages
CUSIP No. 37953N108    SCHEDULE 13G   

 

 

  1   

Names of Reporting Persons

 

XL Re Ltd

  2  

Check the appropriate box if a member of a Group (see instructions)

 

(a)  ¨        (b)  x

  3  

Sec Use Only

 

  4  

Citizenship or Place of Organization

 

Bermuda

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5     

Sole Voting Power

 

32,984

   6   

Shared Voting Power

 

0

   7   

Sole Dispositive Power

 

32,984

   8   

Shared Dispositive Power

 

  9  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

600,000

10  

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

 

¨

11  

Percent of class represented by amount in row (9)

 

6.23%

12  

Type of Reporting Person (See Instructions)

 

CO

 


CUSIP No. 37953N108    13G    Page 16 of 34 Pages
CUSIP No. 37953N108    SCHEDULE 13G   

 

 

  1   

Names of Reporting Persons

 

Brian H. Chu

  2  

Check the appropriate box if a member of a Group (see instructions)

 

(a)  ¨        (b)  x

  3  

Sec Use Only

 

  4  

Citizenship or Place of Organization

 

United States

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5     

Sole Voting Power

 

600,000

   6   

Shared Voting Power

 

0

   7   

Sole Dispositive Power

 

600,000

   8   

Shared Dispositive Power

 

  9  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

600,000

10  

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

 

¨

11  

Percent of class represented by amount in row (9)

 

6.23%

12  

Type of Reporting Person (See Instructions)

 

IN

 


CUSIP No. 37953N108    13G    Page 17 of 34 Pages
CUSIP No. 37953N108    SCHEDULE 13G   

 

 

  1   

Names of Reporting Persons

 

André F. Perold

  2  

Check the appropriate box if a member of a Group (see instructions)

 

(a)  ¨        (b)  x

  3  

Sec Use Only

 

  4  

Citizenship or Place of Organization

 

United States

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5     

Sole Voting Power

 

600,000

   6   

Shared Voting Power

 

0

   7   

Sole Dispositive Power

 

600,000

   8   

Shared Dispositive Power

 

  9  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

600,000

10  

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

 

¨

11  

Percent of class represented by amount in row (9)

 

6.23%

12  

Type of Reporting Person (See Instructions)

 

IN

 


CUSIP No. 37953N108    13G    Page 18 of 34 Pages

 

Item 1.

 

(a) Name of Issuer:

Global Defense & National Security Systems, Inc. (the “Issuer”)

 

(b) Address of Issuer’s Principal Executive Offices:

11921 Freedom Drive, Suite 550, Two Fountain Square, Reston Virginia 20190

Item 2.

 

(a) Name of Person Filing:

This statement is being filed by the following persons with respect to the shares of common stock (“Common Stock”) of the Issuer directly owned by HighVista I Limited Partnership (“HighVista I”), HighVista II Limited Partnership (“HighVista II”), HighVista III, Ltd. (“HighVista III”), HighVista V Limited Partnership (“HighVista V”), HighVista Liquid Multi-Asset Fund – Moderate (Cayman) Ltd. (“HighVista Liquid Multi-Asset Fund”), HighVista 1.5 (Offshore) Ltd. (“HighVista 1.5 Offshore Fund” and, together with HighVista I, HighVista II, HighVista III, HighVista V and HighVista Liquid Multi-Asset Fund, the “Funds”), HighVista VI Limited Partnership (“HighVista VI”), HighVista 1.5 (U.S.) LP (“HighVista 1.5 U.S. Fund”) and XL Re Ltd (“XL Ltd” and, together with the Funds, High Vista 1.5 U.S. Fund and HighVista VI, the “Direct Holders”):

 

  i. HighVista Strategies LLC, a Delaware limited liability company (“HighVista Strategies”) and investment manager to the Direct Holders;

 

  ii. HighVista GP Limited Partnership, a Delaware limited partnership (“HighVista GP”) and general partner of the Funds;

 

  iii. HighVista GP II Limited Partnership, a Delaware limited partnership (“HighVista GP II”) and general partner of HighVista VI;

 

  iv. HighVista GP III Limited Partnership, a Delaware limited partnership (“HighVista GP III”) and general partner of HighVista 1.5 U.S. Fund;

 

  v. HighVista GP, LLC, a Delaware limited liability company (“HighVista LLC”) and the general partner of HighVista GP, HighVista GP II and HighVista GP III;

 

  vi. HighVista I, a Delaware limited partnership;

 

  vii. HighVista II, a Delaware limited partnership;

 

  viii. HighVista III, a Cayman Islands company;

 

  ix. HighVista V, a Delaware limited partnership;

 

  x. HighVista VI, a Delaware limited partnership;

 

  xi. HighVista 1.5 Offshore Fund, a Cayman Islands company;

 

  xii. HighVista 1.5 U.S. Fund, a Delaware limited partnership;

 

  xiii. HighVista Liquid Multi-Asset Fund, a Cayman Islands company;

 

  xiv. XL Ltd, a Bermuda company;

 

  xv. Brian H. Chu, a manager of HighVista LLC and a manager of HighVista Strategies; and

 

  xvi. André F. Perold, a manager of HighVista LLC and a manager of HighVista Strategies.


CUSIP No. 37953N108    13G    Page 19 of 34 Pages

 

The foregoing persons are hereinafter sometimes collectively referred to as the “Reporting Persons.” Any disclosures herein with respect to persons other than the Reporting Persons are made on information and belief after making inquiry to the appropriate party.

 

(b) Address of Principal Business Office or, if None, Residence:

For HighVista Strategies, HighVista GP, HighVista GP II, HighVista GP III, HighVista LLC, HighVista I, HighVista II, HighVista V, HighVista VI and HighVista 1.5 U.S. Fund:

John Hancock Tower, 50th Floor

200 Clarendon Street

Boston, MA 02116

For HighVista III, HighVista Liquid Multi-Asset Fund and HighVista 1.5 Offshore Fund:

Codan Trust Company (Cayman) Limited

Century Yard, Cricket Square

Hutchins Drive

P.O. Box 2681 GT, George Town,

Grand Cayman, British West Indies

For XL Ltd:

One Bermudiana Road

Hamilton HM08

Bermuda

 

(c) Citizenship:

HighVista Strategies – Delaware

HighVista GP – Delaware

HighVista GP II – Delaware

HighVista GP III – Delaware

HighVista LLC – Delaware

HighVista I – Delaware

HighVista II – Delaware

HighVista III – Cayman Islands

HighVista V – Delaware

HighVista VI – Delaware

HighVista Liquid Multi-Asset Fund – Cayman Islands

HighVista 1.5 Offshore Fund– Cayman Islands

HighVista 1.5 U.S. Fund – Delaware

XL Ltd – Bermuda

Brian H. Chu – United States

André F. Perold – United States

 

(d) Title and Class of Securities:

Common Stock, $0.0001 par value per share (the “Common Stock”)


CUSIP No. 37953N108    13G    Page 20 of 34 Pages

 

(e) CUSIP No.: 37953N108

 

Item 3. If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)    ¨    Broker or dealer registered under Section 15 of the Act;
(b)    ¨    Bank as defined in Section 3(a)(6) of the Act;
(c)    ¨    Insurance company as defined in Section 3(a)(19) of the Act;
(d)    ¨    Investment company registered under Section 8 of the Investment Company Act of 1940;
(e)    ¨    An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
(f)    ¨    An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
(g)    ¨    A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
(h)    ¨    A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)    ¨    A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940;
(j)    ¨    A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J);
(k)    ¨    Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J), please specify the type of institution:             

 

Item 4. Ownership

For HighVista Strategies, HighVista GP, HighVista GP II, HighVista GP III, HighVista LLC, Mr. Chu and Mr. Perold:

 

(a) Amount Beneficially Owned:

600,000 shares of Common Stock

 

(b) Percent of Class:

6.23%

 

(c) Number of shares as to which such person has:

 

  (i) Sole power to vote or to direct the vote:

600,000


CUSIP No. 37953N108    13G    Page 21 of 34 Pages

 

  (ii) Shared power to vote or to direct the vote:

0

 

  (iii) Sole power to dispose or to direct the disposition of:

600,000

 

  (iv) Shared power to dispose or to direct the disposition of:

0

For HighVista I:

 

(a) Amount Beneficially Owned:

600,000 shares of Common Stock

 

(b) Percent of Class:

6.23%

 

(c) Number of shares as to which such person has:

 

  (i) Sole power to vote or to direct the vote:

194,958

 

  (ii) Shared power to vote or to direct the vote:

0

 

  (iii) Sole power to dispose or to direct the disposition of:

194,958

 

  (iv) Shared power to dispose or to direct the disposition of:

0

For HighVista II:

 

(a) Amount Beneficially Owned:

600,000 shares of Common Stock

 

(b) Percent of Class:

6.23%

 

(c) Number of shares as to which such person has:

 

  (i) Sole power to vote or to direct the vote:

209,796


CUSIP No. 37953N108    13G    Page 22 of 34 Pages

 

  (ii) Shared power to vote or to direct the vote:

0

 

  (iii) Sole power to dispose or to direct the disposition of:

209,796

 

  (iv) Shared power to dispose or to direct the disposition of:

0

For HighVista III:

 

(a) Amount Beneficially Owned:

600,000 shares of Common Stock

 

(b) Percent of Class:

6.23%

 

(c) Number of shares as to which such person has:

 

  (i) Sole power to vote or to direct the vote:

53,544

 

  (ii) Shared power to vote or to direct the vote:

0

 

  (iii) Sole power to dispose or to direct the disposition of:

53,544

 

  (iv) Shared power to dispose or to direct the disposition of:

0

For HighVista V:

 

(a) Amount Beneficially Owned:

600,000 shares of Common Stock

 

(b) Percent of Class:

6.23%


CUSIP No. 37953N108    13G    Page 23 of 34 Pages

 

(c) Number of shares as to which such person has:

 

  (i) Sole power to vote or to direct the vote:

28,811

 

  (ii) Shared power to vote or to direct the vote:

0

 

  (iii) Sole power to dispose or to direct the disposition of:

28,811

 

  (iv) Shared power to dispose or to direct the disposition of:

0

For HighVista VI:

 

(a) Amount Beneficially Owned:

600,000 shares of Common Stock

 

(b) Percent of Class:

6.23%

 

(c) Number of shares as to which such person has:

 

  (i) Sole power to vote or to direct the vote:

11,003

 

  (ii) Shared power to vote or to direct the vote:

0

 

  (iii) Sole power to dispose or to direct the disposition of:

11,003

 

  (iv) Shared power to dispose or to direct the disposition of:

0

For HighVista Liquid Multi-Asset Fund:

 

(a) Amount Beneficially Owned:

600,000 shares of Common Stock

 

(b) Percent of Class:

6.23%


CUSIP No. 37953N108    13G    Page 24 of 34 Pages

 

(c) Number of shares as to which such person has:

 

  (i) Sole power to vote or to direct the vote:

15,520

 

  (ii) Shared power to vote or to direct the vote:

0

 

  (iii) Sole power to dispose or to direct the disposition of:

15,520

 

  (iv) Shared power to dispose or to direct the disposition of:

0

For HighVista 1.5 Offshore Fund:

 

(a) Amount Beneficially Owned:

600,000 shares of Common Stock

 

(b) Percent of Class:

6.23%

 

(c) Number of shares as to which such person has:

 

  (i) Sole power to vote or to direct the vote:

23,861

 

  (v) Shared power to vote or to direct the vote:

0

 

  (vi) Sole power to dispose or to direct the disposition of:

23,861

 

  (vii) Shared power to dispose or to direct the disposition of:

0

For HighVista 1.5 U.S. Fund:

 

(a) Amount Beneficially Owned:

600,000 shares of Common Stock

 

(b) Percent of Class:

6.23%


CUSIP No. 37953N108    13G    Page 25 of 34 Pages

 

(c) Number of shares as to which such person has:

 

  (i) Sole power to vote or to direct the vote:

29,523

 

  (viii) Shared power to vote or to direct the vote:

0

 

  (ix) Sole power to dispose or to direct the disposition of:

29,523

 

  (x) Shared power to dispose or to direct the disposition of:

0

For XL Ltd:

 

(a) Amount Beneficially Owned:

600,000 shares of Common Stock

 

(b) Percent of Class:

6.23%

 

(c) Number of shares as to which such person has:

 

  (i) Sole power to vote or to direct the vote:

32,984

 

  (ii) Shared power to vote or to direct the vote:

0

 

  (iii) Sole power to dispose or to direct the disposition of:

32,984

 

  (iv) Shared power to dispose or to direct the disposition of:

0

 

Item 5. Ownership of Five Percent or Less of a Class.

Not applicable.


CUSIP No. 37953N108    13G    Page 26 of 34 Pages

 

Item 6. Ownership of more than Five Percent on Behalf of Another Person.

Not applicable.

 

Item 7. Identification and classification of the subsidiary which acquired the security being reported on by the parent holding company or control person.

Not applicable.

 

Item 8. Identification and classification of members of the group.

See Exhibit 2.

 

Item 9. Notice of Dissolution of Group.

Not applicable.

 

Item 10. Certifications.

(a) Not applicable.


CUSIP No. 37953N108    13G    Page 27 of 34 Pages

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: February 17, 2015

 

HIGHVISTA STRATEGIES, LLC
By:  

/s/ Brian H. Chu

  Name: Brian H. Chu
  Title: Manager
HIGHVISTA GP, LLC
By:  

/s/ Brian H. Chu

  Name: Brian H. Chu
  Title: Manager
HIGHVISTA GP LIMITED PARTNERSHIP
By:   HighVista GP, LLC
By:  

/s/ Brian H. Chu

  Name: Brian H. Chu
  Title: Manager
HIGHVISTA GP II LIMITED PARTNERSHIP
By:   HighVista GP, LLC
By:  

/s/ Brian H. Chu

  Name: Brian H. Chu
  Title: Manager
HIGHVISTA GP III LIMITED PARTNERSHIP
By:   HighVista GP, LLC
By:  

/s/ Brian H. Chu

  Name: Brian H. Chu
  Title: Manager
HIGHVISTA I LIMITED PARTNERSHIP
By:   HighVista GP Limited Partnership
By:   HighVista GP, LLC
By:  

/s/ Brian H. Chu

  Name: Brian H. Chu
  Title: Manager
HIGHVISTA II LIMITED PARTNERSHIP
By:   HighVista GP Limited Partnership
By:   HighVista GP, LLC
By:  

/s/ Brian H. Chu

  Name: Brian H. Chu
  Title: Manager


CUSIP No. 37953N108    13G    Page 28 of 34 Pages

 

HIGHVISTA III, LTD.
By:  

/s/ Brian H. Chu

  Name: Brian H. Chu
  Title: Director
HIGHVISTA V LIMITED PARTNERSHIP
By:   HighVista GP Limited Partnership
By:   HighVista GP, LLC
By:  

/s/ Brian H. Chu

  Name: Brian H. Chu
  Title: Manager
HIGHVISTA VI LIMITED PARTNERSHIP
By:   HighVista GP II Limited Partnership
By:   HighVista GP, LLC
By:  

/s/ Brian H. Chu

  Name: Brian H. Chu
  Title: Manager

HIGHVISTA LIQUID MULTI-ASSET FUND –

MODERATE (CAYMAN), LTD.

By:  

/s/ Brian H. Chu

  Name: Brian H. Chu
  Title: Director
HIGHVISTA 1.5 (OFFSHORE) LTD.
By:  

/s/ Brian H. Chu

  Name: Brian H. Chu
  Title: Director
HIGHVISTA 1.5 (U.S.) LP
By:   HighVista GP III Limited Partnership
By:   HighVista GP, LLC
By:  

/s/ Brian H. Chu

  Name: Brian H. Chu
  Title: Director


CUSIP No. 37953N108    13G    Page 29 of 34 Pages

 

XL RE LTD
By:  

/s/ Mark Twite

  Name: Mark Twite
 

Title: Chief Financial Officer

and Senior Vice President

 

/s/ Brian H. Chu

  Brian H. Chu
 

/s/ André F. Perold

  André F. Perold

 


CUSIP No. 37953N108    13G    Page 30 of 34 Pages

 

Exhibit 1

Joint Filing Agreement as required by Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended

Exhibit 2

Item 8 Information

EX-99.1 2 d874849dex991.htm EX-99.1 EX-99.1
CUSIP No. 37953N108    13G    Page 31 of 34 Pages

 

Exhibit 1

JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)(1)

The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing statements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him, her or it contained herein, but shall not be responsible for the completeness and accuracy of the information concerning the other entities or persons, except to the extent that he, she or it knows or has reason to believe that such information is inaccurate.

Date: February 17, 2015

 

HIGHVISTA STRATEGIES, LLC
By:  

/s/ Brian H. Chu

  Name: Brian H. Chu
  Title: Manager
HIGHVISTA GP, LLC
By:  

/s/ Brian H. Chu

  Name: Brian H. Chu
  Title: Manager
HIGHVISTA GP LIMITED PARTNERSHIP
By:   HighVista GP, LLC
By:  

/s/ Brian H. Chu

  Name: Brian H. Chu
  Title: Manager
HIGHVISTA GP II LIMITED PARTNERSHIP
By:   HighVista GP, LLC
By:  

/s/ Brian H. Chu

  Name: Brian H. Chu
  Title: Manager
HIGHVISTA GP III LIMITED PARTNERSHIP
By:   HighVista GP, LLC
By:  

/s/ Brian H. Chu

  Name: Brian H. Chu
  Title: Manager
HIGHVISTA I LIMITED PARTNERSHIP
By:   HighVista GP Limited Partnership
By:   HighVista GP, LLC
By:  

/s/ Brian H. Chu

  Name: Brian H. Chu
  Title: Manager


CUSIP No. 37953N108    13G    Page 32 of 34 Pages

 

HIGHVISTA II LIMITED PARTNERSHIP
By:   HighVista GP Limited Partnership
By:   HighVista GP, LLC
By:  

/s/ Brian H. Chu

  Name: Brian H. Chu
  Title: Manager
HIGHVISTA III, LTD.
By:  

/s/ Brian H. Chu

  Name: Brian H. Chu
  Title: Director
HIGHVISTA V LIMITED PARTNERSHIP
By:   HighVista GP Limited Partnership
By:   HighVista GP, LLC
By:  

/s/ Brian H. Chu

  Name: Brian H. Chu
  Title: Manager
HIGHVISTA VI LIMITED PARTNERSHIP
By:   HighVista GP II Limited Partnership
By:   HighVista GP, LLC
By:  

/s/ Brian H. Chu

  Name: Brian H. Chu
  Title: Manager

HIGHVISTA LIQUID MULTI-ASSET FUND –

MODERATE (CAYMAN), LTD.

By:  

/s/ Brian H. Chu

  Name: Brian H. Chu
  Title: Director
HIGHVISTA 1.5 (OFFSHORE) LTD.
By:  

/s/ Brian H. Chu

  Name: Brian H. Chu
  Title: Director
HIGHVISTA 1.5 (U.S.) LP
By:   HighVista GP III Limited Partnership
By:   HighVista GP, LLC
By:  

/s/ Brian H. Chu

  Name: Brian H. Chu
  Title: Director


CUSIP No. 37953N108    13G    Page 33 of 34 Pages

 

XL RE LTD
By:  

/s/ Mark Twite

  Name: Mark Twite
 

Title: Chief Financial Officer

and Senior Vice President

 

/s/ Brian H. Chu

  Brian H. Chu
 

/s/ André F. Perold

  André F. Perold
EX-99.2 3 d874849dex992.htm EX-99.2 EX-99.2
CUSIP No. 37953N108    13G    Page 34 of 34 Pages

 

Exhibit 2

Item 8 Information

 

1. HighVista Strategies LLC

HighVista GP, LLC

HighVista GP Limited Partnership

HighVista GP II Limited Partnership

HighVista GP III Limited Partnership

HighVista I Limited Partnership

HighVista II Limited Partnership

HighVista III, Ltd.

HighVista V Limited Partnership

HighVista VI Limited Partnership

HighVista Liquid Multi-Asset Fund – Moderate (Cayman) Ltd.

HighVista 1.5 (Offshore) Ltd. – Cayman Islands

HighVista 1.5 (U.S.) LP – Delaware

XL Re Ltd

Brian H. Chu

André F. Perold